Preface
The communications compliance journeyNow more than ever, recordkeeping and communications compliance are measures of great power. For governing entities, these matters hold the key to uncovering misconduct mysteries and provide context in the case of an investigation or audit.
Who has taken action?U.S. regulators set off-channel communications and recordkeeping enforcements in motion, though additional regulators, such as those in the U.K., have also issued fines and censures for noncompliance.
What to expect moving forwardData insights from our latest report indicate that social and video channels may be the next center of interest for regulators. As fines continue into 2024, it seems as though the recordkeeping enforcements pursuit has only just begun.
